Compliance & Legal

Policies, procedures and other legal information

The documents and information in this section describe the policies and procedures at BACB. If you need any information which you can’t find here, please get in touch.

• Client Agreements
• Complaints
• Disclosure
• Downloads
  Includes information on Internal Audit Charter, Sanctions Compliance, Money Laundering, Tax Strategy, Patriot Act, Wolfsberg Questionnaire and Foreign Account Tax Compliance.
• EMIR notice
• Financial Crime Policy Statement
  
• Financial Services Compensation Scheme
• Fraud warning
• MiFID II and Investment Services
• Modern Slavery and Human Trafficking Statement
• Pension Scheme & Death Benefits
• PSD2 Open Banking
• Libor Transition